Benjamin Tsai

Wave Digital Assets LLC

7 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Wave Digital Assets LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

5 advisors

Number of Clients

30 clients

Average Client Portfolio

$11.7M average

Assets Under Management

$351.6M

Fee Structure

Financial Planning:Investment management only

Location

12400 Wilshire Boulevard, Los Angeles, CA, 90025

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Benjamin is a passive investor in East Ventures PTE., LTD located in Singapore, since 2010. This activity is not investment-related.

Employment History

Current Registrations

Wave Digital Assets LLC

January 2020 - Present · 6 yrs 1 mo

Previous Registrations

Wave Financial

May 2018 - June 2020 · 2 yrs 1 mo

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.