AS
AS

Abel Santana

7 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

500 Clifton Ave, Nj116, Clifton, NJ, 07011

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abel is a landlord and property manager in Paterson, NJ, dedicating a few hours per week to this activity. He also coaches kids softball, spending a few hours per week on this as well.

Employment History
Current Registrations
Citizens Securities, INC.
February 2025 - Present · 1 yr
Citizens Securities, INC.Broker
February 2025 - Present · 1 yr
Previous Registrations
J.P. Morgan Securities LLC
December 2022 - February 2025 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
December 2022 - February 2025 · 2 yrs 2 mos
Mutual of Omaha Investor Services, INC.
September 2018 - November 2022 · 4 yrs 2 mos
Mutual of Omaha Investor Services, INC.Broker
February 2018 - November 2022 · 4 yrs 9 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Abel Santana - Financial Advisor | TrueAdvisor