Jesse Uttendorfer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Poughkeepsie, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
278 Mill St Ste 301, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jesse is affiliated with Marshall & Sterling in several capacities: DBA for LPL business, registered investment advisor, and insurance agent. He dedicates full-time hours to the investment-related roles and about 10-20% of his time as an insurance agent.
Employment History
Current Registrations
LPL Financial LLC
Marshall + Sterling Wealth Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
AXA Advisors, LLCBroker
State Registrations11 states
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