Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
479 advisors
Number of Clients
30,126 clients
Average Client Portfolio
$520K average
Assets Under Management
$15.7B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$125
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Location

One North Brentwood Blvd., Suite 850, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
September 2020 - Present · 5 yrs 5 mos
Benjamin F. Edwards & Company, INC.Broker
September 2020 - Present · 5 yrs 5 mos
Previous Registrations
RBC Capital Markets, LLC
March 2018 - September 2020 · 2 yrs 6 mos
RBC Capital Markets, LLCBroker
February 2018 - September 2020 · 2 yrs 7 mos
State Registrations28 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.