Areas of Practice
Retirement PlanningDivorce PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3842 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Loading...

Location

901 N Broad Street, Suite 400, Rome, GA, 30161

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2025 - Present · 3 mos
Cambridge Investment Research, INC.
November 2025 - Present · 3 mos
Cambridge Investment Research, INC.Broker
November 2025 - Present · 3 mos
Dempsey Lord Smith, LLC
May 2021 - Present · 4 yrs 9 mos
Previous Registrations
Dempsey Lord Smith, LLCBroker
December 2020 - November 2025 · 4 yrs 11 mos
State Registrations3 states
ALGATN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Shepard - Financial Advisor | TrueAdvisor