DL
DL

Dawn Ann Lazarus

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInsurance PlanningDivorce Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
422 clients
Average Client Portfolio
$3.3M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
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Location

29 South Main Street, Suite 311, West Hartford, CT, 06107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dawn is an insurance representative for Lindberg & Ripple, dedicating full-time hours to selling insurance products. She also serves on the board of directors for several non-profit organizations and is an investment advisor for LRI Investments, LLC.

Employment History
Current Registrations
Lri Investments
April 2024 - Present · 1 yr 10 mos
M Holdings Securities, INC.Broker
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
M Holdings Securities, INC.
March 2021 - April 2024 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - March 2021 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - March 2021 · 3 yrs
State Registrations4 states
CACTFLMA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.