Matthew Serrano
Matthew Serrano is a CFP-designated registered investment advisor at Capital Management Associates INC, based in Minneapolis, MN, with 7 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 932 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Management Associates offers investment management services where fees are based on a percentage of the assets they manage, ranging from 0.1% to 2% per year, or a fixed fee ranging from $250 to $10,000. They also offer a managed account program where the fee typically ranges from 0.1% to 1% of the account value, which is in addition to the third-party asset manager's fee.
Location
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Matthew volunteers as a financial coach for young adults through 3rd Decade and for recent widows through Wings for Widows. These pro bono activities aim to improve financial literacy and circumstances and require minimal time.
Employment History
Current Registrations
Capital Management Securities, INC.Broker
Capital Management Associates INC
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
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