MS
MS

Matthew Paul Serrano

7 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B

Fee Structure

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Location

1 Jericho Plaza, Suite 106, Jericho, NY, 11753-1635

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew volunteers as a financial coach for young adults through 3rd Decade and for recent widows through Wings for Widows. These pro bono activities aim to improve financial literacy and circumstances and require minimal time.

Employment History
Current Registrations
Capital Management Associates INC
October 2025 - Present · 4 mos
Capital Management Securities, INC.Broker
October 2025 - Present · 4 mos
Previous Registrations
RBC Capital Markets, LLC
June 2019 - September 2025 · 6 yrs 3 mos
RBC Capital Markets, LLCBroker
June 2019 - September 2025 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2019 - April 2019 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - April 2019 · 9 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.