Stephen Hozie is a CFP, PFS-designated registered investment advisor at Hozie Consulting, based in Coppell, TX, with 6 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 14 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.33% |
| $5M+ | 0.25% |
Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
Coppell, TX
Get directionsHistory
Regulatory History (4)
Regulatory
October 2011Regulatory
September 2010Regulatory
April 2009Employment Separation After Allegations
April 2009Other Business Activities
Stephen is the President of Hozie Consulting, LLC, a TX licensed CPA firm providing tax preparation and other accounting/financial analysis services since 2013. He dedicates about half of his time to this, with about a quarter of his time occurring during securities trading hours.
Employment History
Current Registrations
Hozie Consulting
Previous Registrations
Mills Wealth Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.