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Alysa Enriquez

6 Years of Experience
Pasadena, CA
Broker

Alysa Enriquez is a registered investment advisor, based in Pasadena, CA, with 6 years of industry experience.

Location

225 S. Lake Avenue, Suite 400, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alysa works as a Senior Client Service Associate for Prosperity, a Registered Investment Advisor, assisting with account opening, client onboarding, and general client servicing. This takes about 10-25% of her time.

Employment History
Current Registrations
Dai Securities, LLCBroker
November 2024 - Present · 1 yr 5 mos
Prosperity - an Eisneramper Company
November 2024 - Present · 1 yr 5 mos
Previous Registrations
Cetera Investment Advisers LLC
October 2023 - August 2024 · 10 mos
Cetera Financial Specialists LLCBroker
October 2023 - August 2024 · 10 mos
Avantax Advisory Services
August 2022 - November 2023 · 1 yr 3 mos
Avantax Investment Services, INC.Broker
August 2022 - November 2023 · 1 yr 3 mos
Ameriprise Financial Services, LLC
March 2020 - August 2022 · 2 yrs 5 mos
Ameriprise Financial Services, LLCBroker
November 2019 - August 2022 · 2 yrs 9 mos
State Registrations2 states
CAMN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alysa Enriquez - Financial Advisor | TrueAdvisor