TrueAdvisor
TrueAdvisor
AT
AT

Alicia Marie Thomas

TD Private Client Wealth LLC
3 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
TD Private Client Wealth LLC
Compensation
Fee-Only (AUM)
Firm Size
422 advisors
Number of Clients
17,838 clients
Average Client Portfolio
$362K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.05%
$2.0M - $4.0M0.85%
$4M+0.65%

These are the Equity/Balanced Wrap Fee Schedule. Fixed Income Wrap Fee Schedule is also available.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

194 West Street, Keene, NH, 03431

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2020
Final
Financial
October 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alicia works as a server at Donovan's, a restaurant/pub, and this activity is not investment-related. The filing does not specify the time commitment.

Employment History
Current Registrations
TD Private Client Wealth LLC
January 2022 - Present · 4 yrs 1 mo
State Registrations5 states
MANHNJVAVT
Advisor
Exams
No exam information available for this advisor.