Benjamin Zimmer is a registered investment advisor, based in Austin, TX, with 7 years of industry experience.
Location
115 Wild Basin Road, Suite 115, Austin, TX, 78746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Benjamin Zimmer is an Asset Management Strategist for Herbert J. Sims Capital Management, spending approximately 45% of his time on this business. The filing does not mention any other business activities.
Employment History
Current Registrations
Herbert J. Sims & CO, INC.Broker
April 2022 - Present · 4 yrs
Herbert J. Sims Capital Management, INC.
April 2022 - Present · 4 yrs
Previous Registrations
Northwestern Mutual Investment Services,llc
November 2021 - April 2022 · 5 mos
Risk Paradigm Group, LLC
January 2021 - August 2021 · 7 mos
Risk Paradigm Group, LLC
June 2018 - December 2020 · 2 yrs 6 mos
State Registrations2 states
CTTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.