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AB
AB
Abigail Brown
Empower Advisory Group, LLC
7 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
High Net Worth
Socially Responsible Investing
Empower Advisory Group, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
1210 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B
Fee Structure
Minimum Investment:
$100K
Financial Planning:
Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $250K
0.89%
$250K - $1000K
0.89%
$1.0M - $3.0M
0.79%
$3.0M - $5.0M
0.69%
$5.0M - $10.0M
0.59%
$10M+
0.49%
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
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Location
Waddell, AZ
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Financial
December 2019
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Empower Advisory Group, LLC
June 2023 - Present · 2 yrs 8 mos
Empower Financial Services, INC.
Broker
June 2023 - Present · 2 yrs 8 mos
Empower Financial Services, INC.
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2022 - June 2023 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
November 2022 - June 2023 · 7 mos
Robinhood Financial, LLC
Broker
February 2021 - August 2022 · 1 yr 6 mos
Charles Schwab & CO., INC.
Broker
May 2020 - March 2021 · 10 mos
Charles Schwab & CO., INC.
May 2020 - March 2021 · 10 mos
USAA Investment Management Company
July 2019 - May 2020 · 10 mos
USAA Financial Advisors, INC.
Broker
November 2018 - May 2020 · 1 yr 6 mos
Vanguard Marketing Corporation
Broker
January 2018 - October 2018 · 9 mos
State Registrations
4 states
AZ
CA
NV
UT
Advisor
Broker
Both
Exams
No exam information available for this advisor.