Briana Bowker is a registered investment advisor, based in Los Angeles, CA, with 7 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067-5040
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Briana works as an Associate Relationship Manager at SIA LLC, focusing on RIA sales and service. This investment-related activity takes nearly all of Briana's time.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
March 2024 - Present · 2 yrs 1 mo
Signature Investment Advisors, LLC
January 2021 - Present · 5 yrs 3 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - June 2023 · 4 yrs 7 mos
Royal Alliance Associates, INC.
November 2018 - January 2021 · 2 yrs 2 mos
Signator Investors, INC.
July 2018 - November 2018 · 4 mos
Signator Investors, INC.Broker
March 2018 - November 2018 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.