BS
BS

Benjamin Sloves

7 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Minimum Investment:None
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Location

120 Country Club, Unit 7, Incline Village, NV, 89451

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin owns Ben Sloves Clothing and Shoe Wholesale, dedicating minimal time to it. He also owns an online real estate data startup, Sytes, but spends no time on it.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
October 2020 - Present · 5 yrs 4 mos
Prospera Financial Services, INC.
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Morgan Stanley
February 2019 - October 2020 · 1 yr 8 mos
Morgan StanleyBroker
November 2018 - October 2020 · 1 yr 11 mos
State Registrations1 state
NV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.