Austin List is a registered investment advisor, based in San Antonio, TX, with 6 years of industry experience.
Location
15935 La Cantera Pkwy, San Antonio, TX, 78256
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Victory Capital Services, INC.Broker
January 2024 - Present · 2 yrs 3 mos
Victory Capital Management INC.
January 2024 - Present · 2 yrs 3 mos
Previous Registrations
American Funds Distributors, INC.
June 2020 - September 2023 · 3 yrs 3 mos
American Funds Distributors, INC.Broker
April 2020 - September 2023 · 3 yrs 5 mos
Pacer Financial, INC.Broker
March 2019 - January 2020 · 10 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.