CO
CO

Connor M O'neill

7 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B
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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Connor is a co-owner of multiple rental properties, starting in 2020. He spends minimal time on these passive operations.

Employment History
Current Registrations
Pgim Investments LLC
December 2018 - Present · 7 yrs 2 mos
Prudential Investment Management Services LLC
December 2018 - Present · 7 yrs 2 mos
Prudential Investment Management Services LLCBroker
December 2018 - Present · 7 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2018 - November 2018 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2017 - November 2018 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.