CO
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Connor O'neill

8 Years of Experience
Broker

Connor O'neill is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 8 years of industry experience. Connor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Connor is a co-owner of multiple rental properties, starting in 2020. He spends minimal time on these passive operations.

Employment History
Current Registrations
Pgim Investments LLC
December 2018 - Present · 7 yrs 4 mos
Prudential Investment Management Services LLCBroker
December 2018 - Present · 7 yrs 4 mos
Prudential Investment Management Services LLC
December 2018 - Present · 7 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2018 - November 2018 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2017 - November 2018 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.