AC
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Aaron Cavazos

8 Years of Experience
Broker

Aaron Cavazos is a registered investment advisor at Raymond James & Associates, INC., based in Clive, IA, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13137 University Ave, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a Board of Adjustment Member for the City of Urbandale, Iowa, since 2021. He spends a few hours per week on this activity, with minimal time during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2018 - Present · 8 yrs 3 mos
Raymond James & Associates, INC.Broker
November 2017 - Present · 8 yrs 5 mos
Raymond James & Associates, INC.
November 2017 - Present · 8 yrs 5 mos
State Registrations29 states
AKALAZCACOCTDCFLGAIAILINKSKYLAMDMNMONCNJNYOHOKORSDTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.