TrueAdvisor
TrueAdvisor
BS
BS

Benjamin Ian Stein

Ima Advisory Services, INC.
7 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Ima Advisory Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
1,111 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$50K

Location

1705 17th Street, Suite 100, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ima Advisory Services, INC.
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Ima WealthBroker
September 2022 - December 2023 · 1 yr 3 mos
Royal Alliance Associates, INC.
March 2019 - September 2022 · 3 yrs 6 mos
Royal Alliance Associates, INC.Broker
March 2019 - September 2022 · 3 yrs 6 mos
AXA Advisors, LLC
January 2018 - June 2018 · 5 mos
AXA Advisors, LLCBroker
October 2017 - June 2018 · 8 mos
State Registrations3 states
CACOTX
Advisor
Exams
No exam information available for this advisor.