Samuel Pond is a CFP-designated registered investment advisor at Keener Financial Planning, based in Keller, TX, with 6 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 197 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Keener Financial Planning offers ongoing planning and investment management services for a flat annual fee. The minimum annual fee is $3,600, covering both financial planning and investment management. The portion of the fee allocated to each service varies based on your situation. For investment portfolios under $300,000, they only offer retainer services if most of the fee is for financial planning.
Contact
Samuel Pond
Location
1692 Keller Parkway, Keller, TX, 76248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samuel is a member of GPN Alliance, Inc., which owns the Garrett Planning Network, LLC. He spends minimal time on this activity.
Employment History
Current Registrations
Keener Financial Planning
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Dfpg Investments, INC.
Dfpg Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams