Christopher Cummock is a registered investment advisor at Parallel Advisors, LLC, based in San Francisco, CA, with 5 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,868 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.85% |
| $4.0M - $6.0M | 0.70% |
| $6.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.30% |
The firm generally requires an annual minimum fee of $3,000 for its investment advisory services. The investment advisory fee is negotiable at the firm's discretion. At no time shall the firm's effective investment advisory fee exceed 2.00% of the client's assets under management.
Fee Estimator
Location
150 Spear Street, Suite 1600, San Francisco, CA, 94105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is the Founder and Principal of Waterfall Prospectus Investors, a startup and angel investing consulting firm. He advises startups on capital raises and early-stage development, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Parallel Advisors, LLC
Previous Registrations
O'donnell Financial Services, LLC
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Finalis Securities LLCBroker
Stonehaven, LLCBroker
Mc Aureate
Tamalpais Asset Management, LLC
State Registrations1 state
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