Amy Thomas is a registered investment advisor, based in Madison, WI, with 6 years of industry experience.
Location
814 Atlas Avenue, Madison, WI, 53714
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2025 - Present · 5 mos
Merit Financial Advisors
November 2025 - Present · 5 mos
Previous Registrations
Harbour Investments, INC.
February 2025 - November 2025 · 9 mos
Harbour Investments, INC.Broker
January 2020 - November 2025 · 5 yrs 10 mos
State Registrations1 state
WI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.