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Harold C. Heintz

7 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
3,136 clients
Average Client Portfolio
$767K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
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Location

28 Corporate Drive, Suite 100, Clifton Park, NY, 12065

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Harold is a financial professional doing business as Flex Financial Planning, focusing on investments and wealth management, dedicating full-time hours to this endeavor. He is also an investment adviser representative at The Patriot Financial Group, LLC, spending a few hours per week, some of which are during trading hours.

Employment History
Current Registrations
The Patriot Financial Group, LLC
April 2023 - Present · 2 yrs 10 mos
Cetera Financial Specialists LLC
December 2022 - Present · 3 yrs 2 mos
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
Securities America, INC.Broker
October 2020 - December 2022 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2019 - October 2020 · 1 yr
Nylife Securities LLCBroker
December 2017 - May 2019 · 1 yr 5 mos
State Registrations5 states
CTFLNYSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.