DB
DB

Dillon Thomas Ledbetter Brock

7 Years of Experience
Broker
Areas of Practice
Retirement PlanningDivorce PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3842 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

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Location

276 Curtis Parkway Ne, Calhoun, GA, 30701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dillon is involved with Brock and Fischer, LLC, a private family holding company for investments, dedicating a few hours per week. He also works full-time as a financial advisor at Duvan Brock Financial Services, LLC.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2025 - Present · 3 mos
Cambridge Investment Research, INC.Broker
November 2025 - Present · 3 mos
Dempsey Lord Smith, LLC
August 2018 - Present · 7 yrs 6 mos
Previous Registrations
Dempsey Lord Smith, LLCBroker
June 2018 - November 2025 · 7 yrs 5 mos
State Registrations4 states
ALCOGAOK
AdvisorBrokerBoth
Exams
No exam information available for this advisor.