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Christopher M. Falzone
Citizens Securities, INC.
8 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Citizens Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B
Fee Structure
Minimum Investment:
$2K
Financial Planning:
Investment management only
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Location
200 Station Drive, Westwood, MA, 02090
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Employment Separation After Allegations
April 2017
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How to Read Disclosures
Employment History
Current Registrations
Citizens Securities, INC.
Broker
March 2025 - Present · 11 mos
Citizens Securities, INC.
November 2024 - Present · 1 yr 3 mos
Citizens Private Wealth
October 2019 - Present · 6 yrs 4 mos
Previous Registrations
Citizens Securities, INC.
October 2019 - January 2020 · 3 mos
Citizens Securities, INC.
Broker
August 2017 - January 2020 · 2 yrs 5 mos
State Registrations
8 states
CA
CT
FL
MA
NY
PA
RI
SC
Advisor
Broker
Both
Exams
No exam information available for this advisor.