CH
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Carly Ann Hopkins

6 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,299 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.8B

Fee Structure

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Location

602 North Front Street, Wormleysburg, PA, 17043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carly works as a paraplanner and CA with Stonebridge Financial Group full-time, and as a licensed administrator with Private Client Services for about half her time. She is also a Notary Public of PA, dedicating minimal time to this non-investment related activity.

Employment History
Current Registrations
Stonebridge Financial Group, LLC
September 2024 - Present · 1 yr 5 mos
Private Client Services, LLCBroker
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Triad Advisors LLCBroker
February 2024 - April 2024 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
September 2019 - March 2024 · 4 yrs 6 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.