Alex Wong

Gradient Wealth Management

8 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInvestment Management

Gradient Wealth Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

96 advisors

Number of Clients

3,268 clients

Average Client Portfolio

$181K average

Assets Under Management

$591.1M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

4105 Lexington Avenue N, Suite 380, Arden Hills, MN, 55126

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

March 2019

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alex is an insurance agent selling fixed insurance products under the name Silver Bay Insurance, dedicating about half of his time to this activity. He also has several other business activities, including retail sales, notary services, and previously held positions in software and retail sales companies that are no longer active.

Employment History

Current Registrations

Gradient Wealth Management

January 2018 - Present · 8 yrs 1 mo

Gradient Securities, LLCBroker

January 2018 - Present · 8 yrs 1 mo

Previous Registrations

Allstate Financial Services, LLCBroker

May 2017 - July 2017 · 2 mos

State Registrations6 states

FLIAILINOHPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.