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Alan Ernest Perdue
Transamerica Retirement Advisors, LLC
6 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
285 advisors
Number of Clients
212,858 clients
Average Client Portfolio
$76K average
Assets Under Management
$16.2B
Fee Structure
Minimum Investment:
$10K
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
Denton, TX
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Judgment / Lien
May 2010
Criminal
July 1997
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
October 2024 - Present · 1 yr 4 mos
Transamerica Investors Securities, LLC
October 2024 - Present · 1 yr 4 mos
Transamerica Investors Securities, LLC
Broker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Robinhood Financial, LLC
Broker
February 2024 - July 2024 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
March 2023 - April 2023 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - April 2023 · 1 mo
Fidelity Personal and Workplace Advisors
October 2018 - October 2022 · 4 yrs
Fidelity Brokerage Services LLC
Broker
July 2017 - October 2022 · 5 yrs 3 mos
State Registrations
52 states
AK
AL
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
VA
VT
WA
WI
WV
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.