NK
NK

Neil Alan Kaplan

8 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
733 clients
Average Client Portfolio
$250K average
Assets Under Management
$183.4M

Fee Structure

Minimum Investment:$250K
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Location

1024 E. Grand River Ave, Suite B, Brighton, MI, 48116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Neil is the owner and agent of KIS Financial, LLC, a business focused on college funding solutions and insurance products, since 2006. He spends about 10-20% of his time on insurance sales and marketing, with half of that time occurring during securities trading hours.

Employment History
Current Registrations
Caitlin John, LLC
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
Guardian Pointe Private Wealth Management, LLC
May 2017 - December 2022 · 5 yrs 7 mos
State Registrations1 state
MD
Advisor
Exams
No exam information available for this advisor.