TrueAdvisor
TrueAdvisor
RP
RP

Richard Joel Poole

Raymond James Investment Management
7 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Raymond James Investment Management
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
3 clients
Average Client Portfolio
$5.5B average
Assets Under Management
$16.4B

Fee Structure

Financial Planning:Investment management only

Location

780 Carillon Parkway, St Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Investment Management
February 2021 - Present · 5 yrs
Carillon Fund Distributors, INC.Broker
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
Carillon Tower Advisers, INC.
October 2020 - October 2020 · 0 mos
Carillon Fund Distributors, INC.Broker
March 2020 - October 2020 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2018 - February 2020 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2018 - February 2020 · 1 yr 10 mos
State Registrations50 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.