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Carlos Omar Lopez

7 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
154 advisors
Number of Clients
5,619 clients
Average Client Portfolio
$640K average
Assets Under Management
$3.6B

Fee Structure

Minimum Investment:None
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Location

475 Springfield Ave., Suite #1, Summit, NJ, 07901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carlos works as an insurance agent selling annuities and life insurance since 2000. This takes about a quarter of his time, with minimal time spent during securities trading hours.

Employment History
Current Registrations
Simplicity Wealth
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Money Concepts Advisory Service
June 2018 - January 2024 · 5 yrs 7 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.