Andrew Charles Quintois

Sei Investments Management CORP

8 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementEstate Planning

Sei Investments Management CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

125 advisors

Number of Clients

99,622 clients

Average Client Portfolio

$2.0M average

Assets Under Management

$198.1B

Fee Structure

Financial Planning:Investment management only

Location

Pottstown, PA

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Andrew coaches and referees for USA Hockey, a non-investment related activity. He spends about 10-20% of his time on this, but none during trading hours.

Employment History

Current Registrations

Sei Investments Distribution CO.

May 2019 - Present · 6 yrs 9 mos

Sei Investments Management CORP

May 2019 - Present · 6 yrs 9 mos

Sei Investments Distribution CO.Broker

May 2019 - Present · 6 yrs 9 mos

Previous Registrations

Securian Financial Services, INC.

November 2018 - March 2019 · 4 mos

Securian Financial Services, INC.Broker

August 2018 - March 2019 · 7 mos

Northwestern Mutual Investment Services, LLCBroker

June 2017 - August 2018 · 1 yr 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.