Ernest Schultz
Ernest Schultz is a registered investment advisor at Gwn Securities INC., based in Oceanside, NY, with 6 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Oceanside, NY
Get directionsHistory
Regulatory History (2)
Judgment / Lien
November 2010Judgment / Lien
November 2010Other Business ActivitiesSells Insurance
Ernest is a producer/owner at Clarkson Media, a video production company, since 1994, dedicating a few hours per week. He is also a registered representative at Harbor Financial, Inc. and an IAR at Latitude Advisors, LLC, spending nearly full-time hours at each.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Latitude Advisors, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.