Chia Yun Chien

Hilltop Securities INC.

6 Years of Experience

Broker

View SEC Summary

Areas of Practice

Alternative Investments

Hilltop Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

174 advisors

Number of Clients

2,241 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hilltop Securities INC.

January 2022 - Present · 4 yrs 1 mo

Hilltop Securities INC.Broker

September 2019 - Present · 6 yrs 5 mos

Previous Registrations

Hilltop Securities Asset Management, LLC

April 2022 - June 2025 · 3 yrs 2 mos

State Registrations52 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.