Dwon Lee Clifton

Gradient Investments, LLC

8 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Gradient Investments, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

24,542 clients

Average Client Portfolio

$267K average

Assets Under Management

$6.6B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

1215 Jones Franklin Rd, Suite 201, Raleigh, NC, 27606

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

February 2015

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dwon is the owner/manager of SWAP Sports, a youth sports program, and a program director/head coach at St. Raphael Catholic School. Dwon is also an insurance agent for Team Timeless Enterprises, LLC dba Timeless Insurance Solutions, spending a few hours per week on each activity.

Employment History

Current Registrations

Gradient Investments, LLC

March 2019 - Present · 6 yrs 11 mos

Timeless Wealth Management

March 2019 - Present · 6 yrs 11 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

April 2017 - July 2018 · 1 yr 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

March 2017 - July 2018 · 1 yr 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.