Felipe Sebe Lopes

Efg Asset Management (americas) CORP.

8 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Efg Asset Management (americas) CORP.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

43 advisors

Number of Clients

438 clients

Average Client Portfolio

$4.4M average

Assets Under Management

$1.9B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

Location

701 Brickell Avenue, Suite 1310, Miami, FL, 33131

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2020

Settled

Customer Dispute

January 2020

Settled

Customer Dispute

November 2019

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Felipe has a 20% share ownership in Opala SN LLC, which involves a personal passive investment and a personal boat. He receives no compensation and the activity does not interfere with his daily responsibilities.

Employment History

Current Registrations

Efg Asset Management (americas) CORP.

February 2025 - Present · 1 yr

Efg Capital InternationalBroker

December 2024 - Present · 1 yr 2 mos

Previous Registrations

Xp Advisory US, INC.

March 2018 - July 2024 · 6 yrs 4 mos

Xp Investments US, LLCBroker

October 2016 - July 2024 · 7 yrs 9 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.