Caleb Dupree is a registered investment advisor at Ashton Thomas Securities, LLC, based in San Francisco, CA, with 9 years of industry experience. Caleb operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,599 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ashton Thomas Securities offers investment management services where you pay an annual percentage of your account value. The exact percentage depends on the specific program you choose. These programs include FB Advisory, Managed ETF Portfolios, and Morningstar Managed Portfolios. Fees are billed monthly or quarterly in advance, depending on the program. Additional expenses may include brokerage trading costs and custodial fees for retirement accounts. Wrap fee programs bundle investment advisory, trade execution, custody, and reporting fees into a single annual fee.
Location
580 California Street, Suite 2000, San Francisco, CA, 94104
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Regulatory History (1)
Criminal
February 1998Other Business Activities
Caleb works as an investment portfolio analyst at Ashton Thomas Private Wealth, LLC. This investment-related activity takes nearly all of Caleb's time.
Employment History
Current Registrations
Ashton Thomas Securities, LLCBroker
Ashton Thomas Private Wealth
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.