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Colin James Horning

9 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.45%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15M+0.45%

Fees may be negotiable based on the client’s total relationship with UMB.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

16210 N Scottsdale Rd, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin is a board member of the Scottsdale Aquatic Club. He also works as a financial services professional providing investment management services at UMB Bank, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Umb Financial Services, INC.
October 2016 - Present · 9 yrs 4 mos
State Registrations3 states
AZCATX
Advisor
Exams
No exam information available for this advisor.