Catherine Mezes Arnold

Putnam Investment Management, LLC

9 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Putnam Investment Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

69 advisors

Number of Clients

554 clients

Average Client Portfolio

$153.8M average

Assets Under Management

$85.2B

Location

100 Federal St, Boston, MA, 02110

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Franklin Distributors, LLCBroker

July 2024 - Present · 1 yr 7 mos

Franklin Distributors, LLC

July 2024 - Present · 1 yr 7 mos

Putnam Investment Management, LLC

January 2017 - Present · 9 yrs 1 mo

Previous Registrations

Putnam Retail Management Limited PartnershipBroker

November 2016 - July 2024 · 7 yrs 8 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.