Manuel Pena is a registered investment advisor at Bradesco Global Advisors, based in Coral Gables, FL, with 9 years of industry experience. Manuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,941 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bradesco Global Advisors (BGA) offers a digital advisory program where clients pay a single annual fee based on the amount of their portfolio. The fee includes advisory services, brokerage commissions, and transaction fees. The annual fee is calculated as a percentage of the portfolio's value and decreases as the portfolio size increases:
- First $100,000: 1.85%
- $100,000.01 to $250,000: 1.75%
- $250,000.01 to $500,000: 1.50%
- $500,000.01 to $1,000,000: 1.25%
- Over $1,000,000: 1.00%
Advisory fees are not deducted from client accounts with balances below $3,000.00.
Location
3011 Ponce De Leon Blvd, Ph-1, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Manuel is an Investment Adviser Representative at Bradesco Global Advisors and a Relationship Manager at Bradesco Bank, dedicating a few hours per week and about half his time, respectively. He is also a shareholder in Tavarez Prep Academy LLC and an investor in Meet Magellan Co., spending minimal time on each.
Employment History
Current Registrations
Bradesco Global Advisors
Bradesco Investments INC.Broker
State Registrations13 states
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