Alexandra Wells Lavallee

CFP

Independent Financial Group, LLC

7 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Independent Financial Group, LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

527 advisors

Number of Clients

44,045 clients

Average Client Portfolio

$257K average

Assets Under Management

$11.3B

Fee Structure

Minimum Investment:$2K

Financial Planning:Investment management only

Location

1541 the Alameda, San Jose, CA, 95126

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Alexandra is a registered representative for the DBA Alameda Financial Group for marketing purposes since 2018. This takes nearly full-time, with a significant portion dedicated to securities trading.

Employment History

Current Registrations

Independent Financial Group, LLC

August 2018 - Present · 7 yrs 6 mos

Independent Financial Group, LLCBroker

August 2018 - Present · 7 yrs 6 mos

Previous Registrations

Raymond James Financial Services Advisors, INC

February 2018 - August 2018 · 6 mos

Raymond James Financial Services, INC.Broker

December 2017 - August 2018 · 8 mos

State Registrations9 states

CACOCTDCIDNVORTXWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.