Ethan Michael Schmidt

CFP

Rothschild Investment

8 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Rothschild Investment

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,047 clients

Average Client Portfolio

$2.2M average

Assets Under Management

$2.3B

Fee Structure

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $3.0M	1.25%
$3.0M - $7.0M	1.00%
$7.0M - $15.0M	0.75%
$15M+	0.50%

Fees may be negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

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Location

700 Commerce Drive, Suite 170, Oakbrook, IL, 60523

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Ethan is a wealth planner with Rothschild Wealth LLC since July 2024 and a registered representative with Rothschild Investments LLC since September 2024. Ethan is also life insurance licensed since February 2025.