TrueAdvisor
TrueAdvisor
CJ
CFA
CJ
CFA
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Areas of Practice
Investment Management
Charles Schwab Investment Management, INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
843,555 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1437.0B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Location

9800 Schwab Way, Lone Tree, CO, 80124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Charles Schwab Investment Management, INC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Charles Schwab & CO., INC.
August 2022 - June 2023 · 10 mos
Charles Schwab & CO., INC.Broker
February 2022 - June 2023 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
September 2016 - June 2019 · 2 yrs 9 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.