Dillon Dougherty
Dillon Dougherty is a registered investment advisor at Independent Financial Group, LLC, based in Buffalo, MN, with 8 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
103 Marty Drive, Suite 101, Buffalo, MN, 55313
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dillon is a licensed insurance agent offering various types of insurance products and spends a few hours per week on this activity. Dillon is also a 50% owner and investment advisor representative at Dougherty & Associates Financial Advisors, Inc., dedicating full-time hours to this role.
Employment History
Current Registrations
Independent Financial Group, LLC
Dougherty & Associates Financial Advisors, INC.
Independent Financial Group, LLCBroker
Previous Registrations
Independent Financial Group, LLC
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.