DD
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Dillon Lee Dougherty

8 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

103 Marty Drive, Suite 101, Buffalo, MN, 55313

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dillon is a licensed insurance agent offering various types of insurance products and spends a few hours per week on this activity. Dillon is also a 50% owner and investment advisor representative at Dougherty & Associates Financial Advisors, Inc., dedicating full-time hours to this role.

Employment History
Current Registrations
Independent Financial Group, LLC
December 2019 - Present · 6 yrs 2 mos
Dougherty & Associates Financial Advisors, INC.
April 2018 - Present · 7 yrs 10 mos
Independent Financial Group, LLCBroker
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Independent Financial Group, LLC
April 2018 - April 2018 · 0 mos
State Registrations19 states
AZCACOFLIDILINMIMNMTNCNDNMNYOKPASDTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.