CF
CF

Charles Otto Fisher

8 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
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Location

One Federal Street, 19th Floor, Boston, MA, 02110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Moors & Cabot, INC
May 2018 - Present · 7 yrs 9 mos
Moors & Cabot, INC.Broker
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
MML Investors Services, LLCBroker
May 2017 - May 2018 · 1 yr
Mcadam LLC
September 2016 - October 2016 · 1 mo
Purshe Kaplan Sterling InvestmentsBroker
August 2016 - October 2016 · 2 mos
State Registrations35 states
ARAZCACOCTDCFLGAIAIDILLAMAMDMEMIMOMTNCNHNJNMNVNYOHORPARISCSDTXVAVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.