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Alan Elmer Toman

9 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
7,859 clients
Average Client Portfolio
$311K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.25%
$1M+2.00%

Fees are negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Los Angeles, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an insurance agent offering accident & health insurance, fixed/indexed annuities, and traditional life insurance products since 2017, dedicating nearly full-time hours to this. He also works as a salesperson for American Senior Benefits, offering health insurance, fixed/indexed annuities, long-term care insurance and traditional life insurance products since 2016, dedicating nearly full-time hours to this as well.

Employment History
Current Registrations
Regal Investment Advisors LLC
October 2018 - Present · 7 yrs 4 mos
Regulus Financial Group, LLCBroker
April 2018 - Present · 7 yrs 10 mos
Previous Registrations
Lincoln Financial Securities CorporationBroker
March 2017 - April 2018 · 1 yr 1 mo
Bankers Life Securities, INC.Broker
June 2016 - February 2017 · 8 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.