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LD

Liling Deng

8 Years of Experience
Broker

Liling Deng is a registered investment advisor, based in Los Angeles, CA, with 8 years of industry experience.

Location

333 S. Grand Avenue, 40th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Payden & Rygel
July 2019 - Present · 6 yrs 9 mos
Payden & Rygel DistributorsBroker
July 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wedbush Securities INC.
February 2018 - July 2019 · 1 yr 5 mos
Wedbush Securities INC.Broker
October 2017 - July 2019 · 1 yr 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Liling Deng - Financial Advisor | TrueAdvisor