AF
AF

Alec Michael Falkenberg

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
1031 advisors
Number of Clients
42,440 clients
Average Client Portfolio
$41K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10
Financial Planning:Investment management only
Minimum Annual Fee:$35
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Location

4140 Chappel Dr., Perrysburg, OH, 43551

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alec sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He also owns A.M. Falk Enterprises for tax preparation, though it is currently inactive, and is a board member for Friends of Lucas County Child Service, dedicating minimal time to it. Additionally, Alec works as an assistant to an advisor, spending about a quarter of his time on client and administrative work.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2018 - Present · 8 yrs 1 mo
Transamerica Financial Advisors, LLCBroker
January 2018 - Present · 8 yrs 1 mo
State Registrations3 states
FLMIOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.