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William Ellison

9 Years of Experience
Broker

William Ellison is a registered investment advisor, based in Los Angeles, CA, with 9 years of industry experience.

Location

11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

William works as a Business Systems Analyst for Aristotle Capital Management, LLC since 2014. This is a full-time commitment, requiring 200 hours per month, with 150 hours during trading hours.

Employment History
Current Registrations
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 6 mos
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Aristotle Capital Management, LLC
December 2016 - Present · 9 yrs 4 mos
Previous Registrations
Imst Distributors, LLCBroker
September 2016 - October 2023 · 7 yrs 1 mo
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.