John Rock
John Rock is a registered investment advisor at Matheson & Rock Wealth Management, LLC, based in Davenport, IA, with 9 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 428 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $750K | 0.75% |
| $750K - $2.0M | 0.50% |
| $2.0M - $5.0M | 0.40% |
| $5.0M - $7.5M | 0.35% |
| $7.5M - $10.0M | 0.30% |
| $10M+ | 0.25% |
The annual fee may be negotiable based on a number of factors, which include but are not limited to “grandfathered” accounts, related accounts, and other structures that we may consider in special situations. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
2322 E. Kimberly Road,, Suite 150N, Davenport, IA, 52807
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2021Other Business Activities
John owns PRS 2322, LLC, a real estate venture, and spends minimal time on bookkeeping related to it. He is also a Registered Representative with Private Client Services, LLC dba Matheson & Rock Investments, LLC, dedicating a few hours per week to this role.
Employment History
Current Registrations
Matheson & Rock Wealth Management, LLC
Previous Registrations
Private Client Services, LLCBroker
Detalus Advisors, LLC
Detalus Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.