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Cathie a Leonard

5 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M

Fee Structure

Minimum Investment:$25K
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Location

14804 Resolves Lane, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Cathie is a self-employed clinical psychologist, spending about half her time on this activity, and also sells insurance/annuities with Supreme Alliance Agency. She is also involved in various other business activities including writing, business consulting, public speaking, business planning, and real estate management, each taking minimal time.

Employment History
Current Registrations
Supreme Alliance LLC
September 2023 - Present · 2 yrs 5 mos
Supreme Alliance LLCBroker
June 2020 - Present · 5 yrs 8 mos
State Registrations4 states
CAFLMANH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.